INVESTOR RELATIONS

Rational investment, away from the trap of illegal securities and futures
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发布日期：2020-05-29 09:31

　　In order to implement the spirit of the Notice of Guangdong Securities Regulatory Bureau on Launching the "5.15 National Investor Protection Publicity Day" and the Activities Related to the Prevention of Illegal Securities and Futures Publicity Month, Beijing Electronics will popularize the Securities Law and investor protection related knowledge to investors through various forms of publicity recently, enhance the ability of investors to protect themselves, and guide investors to better understand, understand and abide by the law.

　　In this issue, we launched a special campaign to fight against illegal publications. We will help investors strengthen their ability to identify and prevent illegal fund-raising, invest rationally, and stay away from the trap of illegal securities and futures.

　　1.What is illegal securities and futures activities?

　　Illegal securities and futures activities refer to acts that violate the provisions of the Securities Law and other laws and regulations, publicly issue securities, establish securities trading venues or securities companies, or engage in securities brokerage, securities underwriting, securities investment consulting and other securities businesses without the approval of the competent authorities.

　　2.The manifestations of illegal securities and futures activities

　　（1） Unlawful issuance of securities. The main form of the illegal issuance of securities is the illegal issuance of shares, under the banner of "going public at home and abroad", to lure investors to buy and transfer the so-called "original shares". The characteristics of fraud techniques include: listing at home and abroad and obtaining high returns as bait; Targeting the public, especially the middle-aged and elderly; For the purpose of defrauding money.

　　（2） Illegal securities business. It mainly includes illegal securities investment consulting business, illegal brokerage business, etc. Illegal securities investment consulting is a common illegal act. Illegal elements set up websites or use social software, we media and other tools to solicit members or customers, and illegally provide securities investment analysis, prediction or advice, and charge "membership fees", "consulting fees" and "service fees" in the name of ensuring returns and high returns. Illegal brokerage business mainly refers to the OTC capital allocation activities carried out by institutions or individuals without brokerage business qualifications through controlling accounts and opening sub accounts, accepting trading instructions and completing transactions on behalf of others, such as opening sub accounts.

　　（3） Illegal operation of futures business. The main form is that criminals forge futures platforms to induce investors to speculate in futures. Such platforms are usually "fake futures", without real transactions at all, and their capital interfaces are connected with third-party payment institutions. After the victim's funds are transferred into the designated third-party payment company, they are transferred to the personal account controlled by the suspect through money laundering operations, which is essentially a fraud.

　　3.Common types of illegal securities and futures activities

　　（1） "Private equity institutions" provide "stock internal information"
　　（2） "Expert" share recommendation and "agency operation"
　　（3） Sell "stock software"
　　（4） Acting as an agent for overseas securities and futures trading
　　（5） Sale of "the 'original shares' to be listed in China or overseas"
　　（6） Website of counterfeit legal securities and futures business institutions
　　（7） Organizing futures trading activities in the name of "spot commodity trading"

　　4.How to identify illegal securities and futures activities

　　（1） See the subject qualification. According to the regulations, the securities and futures business (including relevant consulting business) shall be approved by the CSRC and obtain the corresponding business qualification. You can query the information of legal securities and futures institutions and their employees through the website of the CSRC (www.csrc. gov.cn), the website of the Securities Association of China (www.sac.net. cn), and the website of the China Futures Association (www.cfachina. org), or verify the information of relevant institutions and personnel with the local securities regulatory bureau.
　　（2） Look at marketing methods. The outlaws often call themselves "teachers" and "stock gods" to know "insider information" and be able to select "black horse stocks". As long as they follow him, they can make a lot of money to attract investors. Legal securities and futures institutions cannot do this. Securities and futures trading is risky, and it is impossible to make a steady profit without losing. Risk notification is not just a process requirement.
　　（3） Look at the Internet. The websites of illegal securities and futures websites are often composed of letters and numbers with no special meaning, or letters and numbers are changed or added on the basis of the websites of legal securities and futures operating institutions. You can check the websites of legal securities and futures operating institutions and identify illegal securities and futures websites through the websites of CSRC or the websites of China Securities Association and China Futures Association. Query the website filing and server location to identify irregular websites.
　　（4） Look at the collection account. Legal securities and futures operating institutions can only conduct business in the name of the company, and can only open bank accounts in the name of the company. Investors should be very careful in the remittance process. If the receiving account is an individual account or does not match the name of the institution, please resolutely refuse.